Risk and Compliance Officer

Compliance:

• Support the implementation and monitoring of compliance programs, including Anti-Money Laundering (AML)/Know Your Customer (KYC), data privacy, and marketing compliance.
• Conduct Client Due Diligence (CDD) and enhanced due diligence during onboarding and ongoing monitoring of portfolio companies and investors.
• Assist in preparing compliance reports and regulatory filings for internal and external stakeholders.
• Support internal audits, regulatory inspections, and compliance reviews.
• Participate in compliance training and awareness initiatives for SCB 10X employees.
• Collaborate with legal, compliance, and risk teams across the group to ensure alignment with broader governance frameworks.
• Monitor emerging regulatory changes and industry best practices relevant to VC and fintech sectors.
• Support internal project teams in preparing documents as required by regulatory bodies or internal processes.
• Help maintain compliance documentation, including policies, procedures, and training materials.

• Assist in identifying and assessing regulatory, operational, strategic, investment, and reputational risks associated with VC investments and activities.
• Conduct risk assessments to determine potential impacts and develop mitigation strategies.
• Assist in preparing and presenting risk reports to management and relevant committees, highlighting key risk exposures and mitigation efforts.
• Support incident management and investigation of risk events, ensuring timely resolution and reporting.
• Help maintain risk documentation, including related policies and risk registers.

• Bachelor’s degree in finance, Business Administration, Law, Risk Management, or a related field.
• 0–2 years of experience or internship in risk management, compliance, financial services, or venture capital environments is preferred but not mandatory.
• Basic understanding of regulatory frameworks relevant to financial services, such as AML/KYC, data privacy, and securities regulations.
• Strong analytical skills with attention to detail and the ability to identify risks and compliance issues.
• Good communication and interpersonal skills, capable of working collaboratively in a team and liaising with multiple stakeholders.
• Proactive, organized, and able to manage multiple tasks in a fast-paced environment.
• High ethical standards and integrity in handling confidential information.
• Proficiency in Microsoft Office applications (Excel, Word, PowerPoint).
• Willingness to learn and develop knowledge of VC industry-specific risks and compliance requirements.
• Strong analytical and problem-solving skills, with keen attention to detail.